Fact Based List:
Barb Van Zomeren: 5 Things Plan Sponsors Should Know About The DOL’s Fiduciary Rule
Submitted by Anonymous on Mon, 04/18/2016 - 10:56
- Similar to proposal, final rule replaces 1975 regulations
- “Recommendation” key to a finding of fiduciary investment advice
- Rule includes specific examples of communications that are not recommendations
- ‘Investment education’ further clarified
- Best interest contract (BIC) exemption remains
Source: Employee Benefit News
Source URL: http://www.benefitnews.com/opinion/5-things-plan-sponsors-sh...
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